How We Are Organized

How We Are Organized

Arbroath is a full service Investment Management Firm. We offer Asset Management, Wealth Management and Investment Planning. Clients utilize our full suite of investment planning services or engage Arbroath for a specific need (e.g., investment management).

Investment Management consists of two major businesses: Wealth Management and Asset Management.

Wealth Management

Relationship Management - Build and maintain lasting relationships with individual investors, their families, institutions and foundations. The focus is first on preserving and then building financial wealth by creating and implementing long-term investment plans given each one’s unique circumstances.

Retirement planning - Help making the most of your employer-sponsored retirement plans and IRAs. Determining how much you need to retire comfortably. Emphasis on managing both the accumulation stage and the retirement income stage.

Tax management* - Help making sure your portfolio is tax-efficient. Developing tax-efficient investment strategies.

• Estate planning* - Work with estate-planning and tax professionals to help implement wills and trust documents with your brokerage accounts in order to preserve your estate for your intended heirs. Reduce potential exposure to estate taxes and probate costs. We focus on implementation – all the planning is worthless if not implemented!

Education funding - Recommending investment and accumulation strategies to help pay for your children's education.

Risk management** - Reviewing existing insurance policies, beneficiary designations and potential estate tax exposure.

Investments - Determining your asset-allocation needs. Helping you understand your risk tolerance and then developing the appropriate asset allocation.

 

*Wells Fargo Advisors does not provide tax or legal advice. Please consult with your tax and legal advisors before taking any action that may have tax consequences

 **Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies. 

 

Asset Management

• Develop and manage customized discretionary investment portfolios for individual investors, corporations, pension funds, and foundations in countries around the world. Constructing and implementing these portfolios given a careful risk management analysis.

• Offer several model portfolios which utilize advanced technical strategies and top down economic analysis to develop a tactical asset allocation • Providing access to innovative investment ideas and opportunities.

• Review, construct and implement Investment Policy Statements.

• Implement creative, objective investment solutions that can come from working with a boutique financial advisory practise. All the while maximizing the benefits of clearing through one of the nation's largest Broker-Dealers (Wells Fargo Advisors Financial Network).

Advisory Services may not be suitable for all investors.